Parker MacIntyre - Atlanta, GA

Regulatory Guardians for Investment Advisers

Parker MacIntyre is a specialized law firm located in the Northlake area of Atlanta, dedicated exclusively to the financial services industry. The firm focuses on representing Registered Investment Advisers (RIAs), broker-dealers, and private funds in the complex world of securities regulation. Founded by attorneys with deep experience in the field-including former regulators-the firm offers a unique 'insider' perspective. They understand that compliance is not just about following rules; it is about protecting a business's reputation and its ability to operate. Parker MacIntyre serves as a vital partner for financial professionals, helping them navigate the shifting landscape of SEC and state regulations.

Expertise in Securities Compliance and Defense

The firm acts as both a shield and a guide for its clients. Their practice is highly specialized, covering:

• RIA Formation and Registration: Assisting new investment advisers with the complex process of registering with the SEC or state authorities and drafting necessary compliance manuals.
• Regulatory Defense: Representing firms and individuals in investigations and enforcement actions brought by the SEC, FINRA, or state securities commissioners.
• Private Funds: Structuring hedge funds and private equity funds to ensure they meet exemption requirements and operate legally.
• Broker-Dealer Representation: Advising on employment disputes, U-4/U-5 expungement, and promissory note cases.

Industry Veterans on Your Side

The attorneys at Parker MacIntyre, including partners J. Steven Parker and Daniel I. MacIntyre, have decades of combined experience. They regularly publish the RIA Compliance Blog, a go-to resource for industry news and insights. The firm's office in the Parklake Drive complex offers a professional setting away from the downtown congestion. Whether you are launching a new wealth management firm or facing a regulatory audit, Parker MacIntyre provides the sophisticated legal counsel needed to ensure your business remains compliant and successful.