Profile
Recovering Investment Losses for Victims of Fraud
When you trust a financial advisor or stockbroker with your life savings, you expect them to act in your best interest. Unfortunately, negligence and misconduct on Wall Street are all too common. The Securities Lawyers, a specialized practice group of the renowned Milwaukee firm Halling & Cayo, S.C., is dedicated exclusively to fighting for investors. Located in the Historic Third Ward, our team has recovered millions of dollars for retirees and individual investors across the nation. We understand that losing your retirement nest egg is not just a financial blow-it is a betrayal. Our mission is to level the playing field against large brokerage firms and banks, using the specialized rules of FINRA arbitration to get your money back. 📉
Specialized Securities Litigation
Securities law is highly technical and distinct from general civil litigation. Our attorneys possess the niche expertise required to navigate this complex landscape. We handle claims involving:
- Unsuitability: When a broker recommends investments that are too risky for your age, financial situation, or goals.
- Churning: Excessive trading in your account solely to generate commissions for the broker.
- Breach of Fiduciary Duty: Failure to prioritize your financial interests over the advisor’s own profits.
- Ponzi Schemes and Fraud: Representing victims of outright theft and elaborate investment scams.
- Failure to Supervise: Holding brokerage firms accountable when they fail to monitor their rogue employees.
No Recovery, No Fee
We believe that victims of investment fraud should not have to pay out-of-pocket to seek justice. That is why The Securities Lawyers operate on a contingency fee basis. You do not pay us a dime in legal fees unless we successfully recover money for you. This aligns our interests with yours-we are motivated to get the maximum possible result. We offer free, confidential consultations to review your portfolio and determine if you have a viable claim. Whether you lost money in stocks, bonds, annuities, or private placements, we are here to provide an honest assessment of your case. 💰
A Track Record of Success
Led by Attorney Sean M. Sweeney, our team is recognized for its aggressive advocacy and deep knowledge of the financial industry. We have successfully litigated against some of the largest financial institutions in the world. Our affiliation with Halling & Cayo, S.C. gives us the resources of a full-service firm while maintaining the focus of a boutique practice. If you suspect your financial losses are due to more than just ”bad luck” in the market, you need to find a securities lawyer who knows how to spot the signs of misconduct. Contact us today to start the process of reclaiming your financial future. 🛡️
Specializing In
Securities Arbitration, Investment Fraud, Stockbroker Misconduct, Ponzi Schemes, FINRA Litigation
Address & Location
320 E Buffalo St, # 611, Milwaukee, WI 53202
Building Location
Located in the heart of the Historic Third Ward. The office is situated in a classic cream city brick loft building, surrounded by art galleries and boutiques, just south of downtown.
Suite Access
Enter the main lobby of the building on East Buffalo Street. Take the elevator to the 6th floor. The office is in Suite 611.
Parking Details
Metered street parking is available throughout the Third Ward. Public parking structures are located on Chicago St and Milwaukee St nearby.
Public Transit
Accessible via The Hop streetcar (Historic Third Ward stop) and MCTS GreenLine.
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