James A. Klimek – Indianapolis, IN

Expert Securities and Corporate Law Counsel

James A. Klimek Attorney at Law is a specialized legal practice in Indianapolis, Indiana, focusing on securities law, corporate finance, and business transactions. James Klimek is a highly experienced attorney who has served the legal community for over three decades. With a background that includes serving as the Chief Counsel to the Indiana Securities Commissioner, he possesses a rare and valuable perspective on regulatory matters. This insider knowledge allows him to effectively represent businesses, investment advisors, and broker-dealers in complex compliance and litigation issues. If you are looking to hire a securities lawyer who understands the intricacies of state and federal regulations, James Klimek offers the expertise typically found only in large national firms.

Specialized Legal Services

The firm’s practice is tailored to the needs of the financial and business sectors:

• Securities Law: Advising companies on public and private offerings, capital raising, and compliance with the SEC and state regulators.
• Corporate Law: Assisting with business formation, mergers and acquisitions, and corporate governance for entities of all sizes.
• Regulatory Defense: Representing clients in investigations and enforcement actions brought by the Securities and Exchange Commission (SEC), FINRA, and state securities divisions.
• Mediation and Arbitration: James Klimek serves as a mediator and arbitrator, helping to resolve commercial and securities disputes efficiently.
• Investment Fraud: Consulting on cases involving allegations of securities fraud and broker misconduct.

A Distinguished Career

James Klimek’s career is marked by his deep involvement in the securities field. In addition to his past government service, he has been a member of the Business Executive Committee of the Indianapolis Bar Association. He is rated AV Preeminent by Martindale-Hubbell, reflecting the highest level of professional excellence and ethical standards. His practice is located in the historic Chamber of Commerce Building, symbolizing his connection to the Indianapolis business community. Finding a business attorney with such a specific and high-level focus is essential for companies navigating the complex world of finance.

Historic Downtown Office

The office is located in the Chamber of Commerce Building on North Meridian Street, just steps from Monument Circle. This prestigious address places the firm at the center of Indianapolis’s commercial activity.

Protect your business and your investments. Contact James A. Klimek Attorney at Law today to schedule a consultation with a leading securities authority.